Chitosan Introduction

- Mar 07, 2019 -

Chitosan is a linear polysaccharide composed of randomly distributed β-(1→4)-linked D-glucosamine (deacetylated unit) and N-acetyl-D-glucosamine (acetylated unit). It is made by treating the chitin shells of shrimp and other crustaceans with an alkaline substance, like sodium hydroxide.

Chitosan has a number of commercial and possible biomedical uses. It can be used in agriculture as a seed treatment and biopesticide, helping plants to fight off fungal infections. In winemaking, it can be used as a fining agent, also helping to prevent spoilage. In industry, it can be used in a self-healing polyurethane paint coating. In medicine, it is useful in bandages to reduce bleeding and as an antibacterial agent; it can also be used to help deliver drugs through the skin.

More controversially, chitosan has been asserted to have use in limiting fat absorption, which would make it useful for dieting, but there is evidence against this.

Other uses of chitosan that have been researched include use as a soluble dietary fiber.

Chitosan is produced commercially by deacetylation of chitin, which is the structural element in the exoskeleton of crustaceans (such as crabs and shrimp) and cell walls of fungi. The degree of deacetylation (%DD) can be determined by NMR spectroscopy, and the %DD in commercial chitosans ranges from 60 to 100%. On average, the molecular weight of commercially produced chitosan is between 3800 and 20,000 Daltons. A common method for the synthesis of chitosan is the deacetylation of chitin using sodium hydroxide in excess as a reagent and water as a solvent. The reaction follows first-order kinetics though it occurs in two steps; the activation energy barrier for the first stage is estimated at 48.8 kJ mol−1 at 25–120 °C and is higher than the barrier to the second stage.[2] This reaction pathway, when allowed to go to completion (complete deacetylation) yields up to 98% product.[3]

The amino group in chitosan has a pKa value of ~6.5, which leads to significant protonation in neutral solution, increasing with increased acidity (decreased pH) and the %DA-value. This makes chitosan water-soluble and a bioadhesive which readily binds to negatively charged surfaces[4][5] such as mucosal membranes. Chitosan enhances the transport of polar drugs across epithelial surfaces, and is biocompatible and biodegradable. It is not approved by FDA for drug delivery though. Purified quantities of chitosans are available for biomedical applications.

Nanofibrils have been made using chitin and chitosan.[6


Agricultural and horticultural use

The agricultural and horticultural uses for chitosan, primarily for plant defense and yield increase, are based on how this glucosamine polymer influences the biochemistry and molecular biology of the plant cell. The cellular targets are the plasma membrane and nuclear chromatin. Subsequent changes occur in cell membranes, chromatin, DNA, calcium, MAP Kinase, oxidative burst, reactive oxygen species, callose pathogenesis-related (PR) genes and phytoalexins.[7]

Chitosan was first registered as an active ingredient (licensed for sale) in 1986

Natural biocontrol and elicitor[edit]

In agriculture, chitosan is typically used as a natural seed treatment and plant growth enhancer, and as an ecologically friendly biopesticide substance that boosts the innate ability of plants to defend themselves against fungal infections.[9] The natural biocontrol active ingredients, chitin/chitosan, are found in the shells of crustaceans, such as lobsterscrabs, and shrimp, and many other organisms, including insects and fungi. It is one of the most abundant biodegradable materials in the world.

Degraded molecules of chitin/chitosan exist in soil and water. Chitosan applications for plants and crops are regulated by the EPA, and the USDA National Organic Program regulates its use on organic certified farms and crops.[10] EPA-approved, biodegradable chitosan products are allowed for use outdoors and indoors on plants and crops grown commercially and by consumers.[11]

The natural biocontrol ability of chitosan should not be confused with the effects of fertilizers or pesticides upon plants or the environment. Chitosan active biopesticides represent a new tier of cost-effective biological control of crops for agriculture and horticulture.[12] The biocontrol mode of action of chitosan elicits natural innate defense responses within plant to resist insects, pathogens, and soil-borne diseases when applied to foliage or the soil.[13] Chitosan increases photosynthesis, promotes and enhances plant growth, stimulates nutrient uptake, increases germination and sprouting, and boosts plant vigor. When used as seed treatment or seed coating on cotton, corn, seed potatoes, soybeans, sugar beets, tomatoes, wheat and many other seeds, it elicits an innate immunity response in developing roots which destroys parasitic cyst nematodes without harming beneficial nematodes and organisms.[14][15]

Agricultural applications of chitosan can reduce environmental stress due to drought and soil deficiencies, strengthen seed vitality, improve stand quality, increase yields, and reduce fruit decay of vegetables, fruits and citrus crops .[16] Horticultural application of chitosan increases blooms and extends the life of cut flowers and Christmas trees. The US Forest Service has conducted research on chitosan to control pathogens in pine trees[17][18] and increase resin pitch outflow which resists pine beetle infestation.[19]

NASA life support GAP technology with untreated beans (left tube) and ODC chitosan biocontrol-treated beans (right tube) returned from the Mir space station aboard the space shuttle – September 1997

Chitosan has a rich history of being researched for applications in agriculture and horticulture dating back to the 1980s.[20] By 1989, chitosan salt solutions were applied to crops for improved freeze protection or to crop seed for seed priming.[21] Shortly thereafter, chitosan salt received the first ever biopesticide label from the EPA, then followed by other intellectual property applications.

Chitosan has been used to protect plants in space, as well, exemplified by NASA's experiment to protect adzuki beans grown aboard the space shuttle and Mir space station in 1997 (see photo left).[22] NASA results revealed chitosan induces increased growth (biomass) and pathogen resistance due to elevated levels of β-(1→3)-glucanase enzymes within plant cells. NASA confirmed chitosan elicits the same effect in plants on earth.[23]

Nontoxic, low molecular weight chitosan polymer solutions appear to be safe enough for broad-spectrum agricultural and horticultural uses.[24][25] In 2008, the EPA approved natural broad-spectrum elicitor status for an ultralow molecular active ingredient of 0.25% chitosan.[26]

A natural chitosan elicitor solution for agriculture and horticultural uses was granted an amended label for foliar and irrigation applications by the EPA in 2009.[16] Given its low potential for toxicity and abundance in the natural environment, chitosan does not harm people, pets, wildlife, or the environment when used according to label directions.[27][28][29] The US Forest Service tested chitosan as an ecofriendly biopesticide to prearm pine trees to defend themselves against mountain pine beetles.


Chitosan can be used in hydrology as a part of a filtration process.[30] Chitosan causes the fine sediment particles to bind together, and is subsequently removed with the sediment during sand filtration. It also removes heavy mineralsdyes, and oils from the water.[30] As an additive in water filtration, chitosan combined with sand filtration removes up to 99% of turbidity.[31]Chitosan is among the biological adsorbents used for heavy metals removal without negative environmental impacts.[30]

In combination with bentonitegelatinsilica gelisinglass, or other fining agents, it is used to clarify winemead, and beer. Added late in the brewing process, chitosan improves flocculation, and removes yeast cells, fruit particles, and other detritus that cause hazy wine.[32]

Winemaking and fungal source chitosan[edit]

Chitosan has a long history for use as a fining agent in winemaking.[33][34] Fungal source chitosan has shown an increase in settling activity, reduction of oxidized polyphenolics in juice and wine, chelation and removal of copper (post-racking) and control of the spoilage yeast Brettanomyces. These products and uses are approved for European use by the EU and OIVstandards.[35]

Medical use[edit]

Chitosan's is used within some wound dressings to stop bleeding.[36] Such dressing first received approval for medical use in the United States in 2003.[36] It also appears to decrease the growth of bacteria and fungus.[37] It was also being look at as a burn dressing as of 2011.[37] Chitosan dressings have been used during the wars in Iraq and Afghanistan.[36] A study during the war found tentative evidence of success.[36] Versions are made by a number of manufacturers in a number of formats.[36]

Chitosan hemostatic agents are often chitosan salts made from mixing chitosan with an organic acid (such as succinic or lactic acid). The hemostatic agent works by an interaction between the cell membrane of erythrocytes (negative charge) and the protonated chitosan (positive charge) leading to involvement of platelets and rapid thrombus formation.[38] The chitosan salts can be mixed with other materials to make them more absorbent (such as mixing with alginate), or to vary the rate of solubility and bioabsorbability of the chitosan salt. The chitosan salts are biocompatible and biodegradable making them useful as absorbable haemostats. The protonated chitosan is broken down by lysozyme in the body to glucosamine [38] and the conjugate base of the acid (such as lactate or succinate), substances naturally found in the body.

It is being studied as a medication delivery system.[39]


Chitosan and derivatives have been explored in the development of nanomaterialsbioadhesives, and edible coatings for drug delivery and in medical devices.[40][41][42] In 2011 scientists from Harvard created a material they called "shrilk" made by the sequential deposition of fibroin extracted from silk and chitosan extracted from shrimp shells. The design mimics the layered structure of the insect endocuticle with similar components. The resulting layered composite plastic film is tough and can be made more or less flexible depending on how much water is added.[43]

Chitosan is under research as an adjuvant for a potential intranasal vaccine delivery method.[44]


Large three-dimensional functional objects made from chitosan.[45]

Bioinspired materials, a manufacturing concept inspired by natural nacreshrimp carapace or insect cuticles,[46][47][48] has led to development of bioprinting methods to manufacture large scale consumer objects using chitosan.[49][50] This method is based on replicating the molecular arrangement of chitosan from natural materials into fabrication methods, such as injection molding or mold casting.[51] Once discarded, chitosan-constructed objects are biodegradable and non-toxic.[52]The method is used to engineer and bioprint human organs or tissues.[53][54]

Pigmented chitosan objects can be recycled,[55] with the option of reintroducing or discarding the dye at each recycling step, enabling reuse of the polymer independently of colorants.[56][57] Unlike other plant-based bioplastics (e.g. cellulosestarch), the main natural sources of chitosan are from marine environments and do not compete for land or other human resources.[45][58]

Weight loss[edit]

Chitosan is marketed in a tablet form as a "fat binder".[59] Although the effect of chitosan on lowering cholesterol and body weight has been evaluated, the effect appears to have no or low clinical importance.[60][61] Reviews from 2016 and 2008 found there was no significant effect, and no justification for overweight people to use chitosan supplements.[60][62] In 2015, the U.S. Food and Drug Administration issued a public advisory about supplement retailers who made exaggerated claims concerning the supposed weight loss benefit of various products.[63]

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